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What are the potential risks involved in trading Futures and Options?

F&O trading can be risky, especially without proper understanding. Here are some common risks:

Market Volatility: Prices can change quickly, leading to unexpected losses.
Liquidity Issues: Some contracts may not have enough buyers or sellers, causing orders to execute at prices far from the expected rate (high impact cost).
Leverage Risk: You can trade large amounts with a small investment, but losses can be much bigger than your initial margin
Option Buying/Selling Risks: Buying options may lead to losing the entire premium. Selling options can result in even bigger losses if the market moves against you.
Margin shortfalls: Positions can have their dynamic margin requirements go up, which can cause margin shortfalls. Any shortfall must be added to the account to avoid our RMS system squaring off your positions
Physical Settlement: If stock F&O contracts expire in-the-money(ITM), you might need to buy or deliver actual shares, which can lead to extra costs or delivery issues.

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CDSL: Depository services – SEBI Registration No.: IN-DP-67-2015 Mutual Fund ARN: 132812

For any complaints pertaining to securities broking please write to complaints@firstock.in for DP related todepository@firstock.in Please ensure you carefully read the Risk Disclosure Document as prescribed by SEBI.

Attention Investors:

Investments in securities market are subject to market risks; read all the related documents carefully before investing.

Prevent Unauthorized Transactions in your trading/demat account Update your Mobile Number/Email IDs with your Stock brokers/Depository Participant. Receive alerts/information of your transactions on your Registered Mobile/Email for all debit and other important transactions in your trading/demat account directly from Exchange/CDSL on the same day.

KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary.

No need to issue cheques by investors while subscribing to IPO.Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worry for refund as the money remains in investor's account.

Procedure to file a complaint on SCORES (Easy & quick). Register on SCORES portal and have the mandatory details for filing complaints on SCORES (Name, PAN, Address, Mobile Number and E-mail ID). Benefits: Effective Communication and Speedy redressal of the grievances.

Dear Investor, if you are subscribing to an IPO, there is no need to issue a cheque. Please write the Bank account number and sign the IPO application form to authorize your bank to make payment in case of allotment. In case of non-allotment, the funds will remain in your bank account. As a business we don't give stock tips, and have not authorized anyone to trade on behalf of others.

Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 01, 2020. Update your email id and mobile number with your stock broker / depository participant and receive OTP directly from depository on your email id and/or mobile number to create pledge Check your securities/MF/bonds in the consolidated account statement issued by NSDL/CDSL every month.

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Investors are requested to note that Stock broker NCO Securities and Share Broking Pvt Ltd (Firstock) permitted to receive/pay money from/to investor through designated banks accounts only named as client bank accounts. Stock broker NCO Securities and Share Broking Pvt Ltd (Firstock) is also required to disclose these client bank accounts to Stock Exchange. Hence, you are requested to use following client bank accounts only for the purpose of dealings in your trading account with us. The details of these client bank accounts are also displayed by Stock Exchanges on their website under “Know/ Locate your Stock Broker"

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